A THOROUGH UNDERSTANDING OF ASSESSMENT VALIDATION: VALIDATING ASSESSMENTS

A Thorough Understanding of Assessment Validation: Validating Assessments

A Thorough Understanding of Assessment Validation: Validating Assessments

Blog Article

Upon receiving registration, RTOs must manage various responsibilities like annual declarations, AVETMISS reporting, and marketing compliance, with validation being a notably arduous task.

Although our articles cover validation extensively, let’s redefine it. According to ASQA, validation is a quality review of the assessment process.

To put it differently, validation is the process of confirming the accurate parts of an RTO's assessment process and identifying what can be enhanced. A correct understanding of its components makes it less intimidating.

As per Clause 1.8 of the SRTOs 2015, RTOs are required to ensure that their assessment systems, including RPL, meet training package requirements and are conducted following the Principles of Assessment and Rules of Evidence.

The standards mandate two types of validation.

The primary validation type ensures compliance with the training package requirements for your RTO's assessments.

The next validation ensures that assessments are conducted per the principles of assessment and rules of evidence.

This means we validate assessments both before and after they are conducted. This article will cover the first type—assessment tool validation.

The Basics of the Two Types of Assessment Validation

Assessment Validation Unpacked

As noted earlier and in our earlier blog entries, validation is split into two stages: (1) assessment tool validation and (2) post-assessment validation.

Pre-assessment validation, or assessment tool validation, is concerned with the first part of the clause, which ensures all unit requirements are met and that workbooks are fully compliant.

Post-assessment validation, by contrast, focuses on implementation, ensuring Registered Training Organisations conduct assessments in line with the Principles of Assessment and Rules of Evidence.

This piece will highlight assessment tool validation.

How to Conduct Assessment Tool Validation

Having reviewed the two types of validation, let’s dive into the specifics of assessment tool validation.

When to Conduct Assessment Tool Validation

Assessment tool validation aims to verify that all elements, performance criteria, and performance and knowledge evidence are covered by your assessment tools.

Therefore, whenever you acquire new learning resources, you must conduct assessment tool validation before allowing students to use them.

No need to wait for the next validation schedule in your 5-year cycle. Validate new resources immediately to ensure they’re suitable for students.

However, there are additional reasons to conduct this type of validation. Perform assessment tool validation also when you:

- resources get updated
- new training products are added to your scope
- your course gets reviewed against training product updates
- learning resources get identified as a risk during your risk assessment

The Australian Skills Quality Authority employs a risk-based approach for regulating RTOs and expects regular risk assessments. Therefore, student complaints about learning resources are an ideal time to conduct assessment tool validation.

Which Training Products to Validate?

It's crucial to remember this validation ensures compliance of all learning resources before they are used. All RTOs should validate resources for each unit.

Necessary Resources for Assessment Tool Validation

Educational Resources

For validating your assessment tools, you will need the full array of your learning resources:

Mapping tool – the first document you should look at. It highlights which assessment items meet unit requirements, accelerating validation.

Learner/student workbook – assess its appropriateness for use as an assessment tool. Verify clear instructions and adequate answer fields. This is often a gap.

Assessor guide/marking guide – verify that instructions for assessors are comprehensive and clear benchmarks for each assessment item are included. Clear benchmarks are key to reliable assessment outcomes.

Other related resources – these could be checklists, registers, and templates created separately from the workbook and marking guide. Validate them to confirm they fit the assessment task and meet unit requirements.

Assessment Validation Team

Clause 1.11 details the requirements for validation panel members, noting that validation can be conducted by one or more people. Generally, RTOs require participation from all trainers and assessors and may include industry experts.

Collectively, your validation panel must have:

Relevant vocational competencies and up-to-date industry skills for the unit being validated

Up-to-date knowledge and skills related to vocational teaching and learning

Any of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or its replacement

Validation form/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Using a validation tool is advantageous for both the validation process and documentation. It aids in viewing how each assessment item matches each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
Simultaneously, it provides documentation that you have validated your resources before students use them.

ASQA does not provide a recommended or required template for assessment tool validation, but many templates are available online. These tools generally have validators review the tools as a whole to determine if they meet the principles of assessment.

Principles of Assessment Guide Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

Though these templates make validation easier, they often result in judgment errors due to limited space for comments on each assessment item.

It is highly recommended to use a more detailed template for inspecting each unit requirement and the assessment items that map to them. Below is an example:

Element Performance Criteria Assessment Instructions Standards Assessment Instrument Rectification Recommendations
What do you Need to Check?
What Should Be Checked?

As stated in our blog post Common Problems In Assessment Tools, you must ensure your assessment tools allow trainers to adhere to assessment principles and evidence rules.

Assessment Principles
Fairness – Does the assessment ensure equal opportunity and access for everyone?

Flexibility – Are different options available in the assessment to demonstrate competence based on individual needs and preferences?

Validity – Does the assessment test what it is meant to test? Is it a valid tool for assessing the required skill or knowledge?

Reliability – Will the assessment achieve the same results every time, regardless of who conducts the training? Will different assessors consistently make decisions on skill competence?

Evidence Basic Rules

Validity – Is the evidence demonstrating that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is the evidence enough to ensure the learner has the required skills and knowledge?

Authenticity – Is the assessment tool proving that the work is the candidate’s own?

Currency – Are the assessment tools updated to reflect current units of competency and industry practices?

Even though these are regularly addressed in VET professional development and nationally recognised training, numerous tools fail to meet these requirements.

To prevent employing learning resources that miss some unit requirements, be sure to follow these guidelines:

Demonstrate What You Teach

Pay attention to the verbs in the unit requirements and ensure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement asks students to:

Carry out each of the following activities at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication in accordance with service and regulatory requirements:

diaper changing

prepare bottles, bottle-feed babies and sanitize equipment

prepare solid foods and feed babies

respond properly to infant signs and cues

prepare and click here settle babies for sleep

monitor and support age-appropriate physical exploration and gross motor skills

Getting students to describe changing nappies for babies under 12 months doesn’t meet the unit requirement. Unless the requirement assesses underpinning knowledge (i.e., knowledge evidence), students should be performing the tasks.

Be Mindful of Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Notice the numbers. In the CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby doesn’t meet the requirement.

All or Not Competent

Pay attention to lists. As noted earlier, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Could You Be More Specific?

Every assessment item must include clear and specific benchmark answers to guide the assessor’s judgment on student competence. Consequently, ensure your instructions are clear and not confusing for students or assessors. For example:
What kind of information can be included in a work package?
What information can be included in a work package?

Possible answers include:

Required resources

Appropriate costs

Time frame for activities

Designated roles and responsibilities

When an assessment item calls for several answers, indicate the number of answers required from a student. This way, your assessment remains reliable, and the evidence collected is valid.

The same applies to assessment items with double-barrelled questions or those requiring multiple answers simultaneously. These can confuse students and assessors, as demonstrated in the sample question below:

Identify a hazard and/or environmental concern in the workplace and select the most effective hazard control hierarchy.

Possible answers can include, but are not limited to:

Weather conditions – work area isolation, engineering controls, PPE

Work area and ground conditions – elimination, isolation, engineering controls

People – isolating, engineering, administration

Structural hazards – substitution, isolating, engineering controls

Chemical hazards – isolating, engineering controls, administration

Equipment or machinery – isolation, use of engineering controls, administration

Steering clear of double-barrelled questions makes it easier for students to respond and for assessors to judge student competence accurately.

Seeing these requirements, you might think, “Don’t learning resource developers offer audit guarantees?” However, with such guarantees, you must wait for an audit to rectify noncompliance. This affects your compliance history, so it’s better to take a safe and compliant route.

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